ROSEANN HIGGINS, IACCP®

ROSEANN HIGGINS, IACCP®

Chief Compliance Officer

 
Roseann Higgins serves as a Chief Compliance Officer for Key Bridge Compliance. Roseann has spent over 25 years in the financial services industry. Over the course of her career, Roseann served in roles relating to FINRA compliance, corporate compliance, and compliance for Registered Investment Advisers, as well as working in Human Resources. Prior to joining Key Bridge Compliance, Roseann served as a Compliance Officer at Matson Money. She worked to ensure the effective administration of the firm’s compliance program and to build strong, personal relationships with the firm’s clients. Roseann’s experience extends beyond investment compliance. Before joining Matson Money, Roseann served as the Director of Compliance and Human Resources at NCP Finance in Dayton, Ohio. There she focused on all aspects of banking and lending compliance. Prior to that, Roseann worked for 17 years at Fidelity Investments where she worked in Compliance and Premium Services as Team Leader for high-net-worth clients. Roseann earned a B.S. in Business Administration from Xavier University. She also earned the Project Management Certification from the Xavier Center for Executive Leadership.